Scoring to Predict Mortality in Neonatology
1. Introduction
Neonatal mortality scoring systems quantify the "burden of illness" to predict outcomes (mortality/morbidity). They are essential tools in modern neonatology for:
- Benchmarking: Comparing performance between different NICUs (risk-adjusted mortality).
- Audit & Quality Improvement: Tracking unit performance over time.
- Resource Allocation: Determining nurse-patient ratios.
- Prognostication: Assisting (but not dictating) clinical decision-making and parental counseling.
- Research: Stratifying patients in clinical trials to ensure baseline comparability.
2. Principles of Scoring Systems
To be effective, a score must possess:
- Discrimination: Ability to correctly distinguish between survivors and non-survivors (Measured by Area Under ROC Curve - AUC). An AUC > 0.8 is considered excellent.
- Calibration: Agreement between predicted probability and observed outcome across different risk strata (Measured by Hosmer-Lemeshow Goodness-of-Fit test).
- Simplicity: Minimal data points, routinely available, and easy to compute.
- Robustness: Independent of treatment variations (avoiding "treatment bias").
3. Classification of Scoring Systems
| Category | Basis | Examples |
|---|---|---|
| Demographic/Anatomic | Static variables (Birth weight, Gestational Age) | Birth Weight alone, NMOS |
| Physiologic | Derangement of homeostasis | SNAP, SNAP-II, SNAP-PE |
| Combined | Physiology + Demographics | CRIB, CRIB-II |
| Therapeutic | Intensity of intervention/workload | NTISS, TISS |
| Transport | Stability during transfer | TRIPS, MINT |
4. Major Physiologic & Combined Scores (The "Gold Standards")
A. CRIB (Clinical Risk Index for Babies) #scoring
Designed for VLBW infants (<1500g).
-
CRIB I (1993):
- Timing: Data collected in first 12 hours.
- Items (6): Birth Weight, GA, Congenital Malformations, Max Base Excess, Min FiO2, Max FiO2.
- Limitations: Heavily influenced by early treatment practices (FiO2).
-
CRIB II (2003): Updated to remove treatment bias (FiO2 removed).
- Timing: First hour of admission (Admission Score).
- Items (5):
- Birth Weight
- Excess Base
- Sex
- Temperature at the time of admission (Hypotherimia risk)
- Gestational Age
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- Advantages: Simpler, immediate assessment, less influenced by unit protocols.
B. SNAP (Score for Neonatal Acute Physiology) #scoring
Applicable to all birth weights and gestations.
- SNAP (1993): Included 34 physiologic variables collected over first 24 hours. Highly accurate but clinically cumbersome.
- SNAP-PE: Added "Perinatal Extension" (Apgar score, Birth weight, SGA status).
- SNAP-II (2001): Simplified using multivariate regression to 6 key variables (collected in first 12 hours):
- pH - Lowest
- Urine Output (<1ml/kg/hr)
- Mean Arterial Pressure (MAP) - Lowest
- PaO2/FiO2 ratio - worst
- Seizures (multiple or repeatitive)
- Temperature (lowest)
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- SNAP-PE-II: SNAP-II + Birth Weight + SGA + Apgar (5 min).
- Utility: Considered the "Gold Standard" for physiology-based risk adjustment in mixed NICU populations.
5. Therapeutic & Workload Scores
- NTISS (Neonatal Therapeutic Intervention Scoring System):
- Measures severity based on the intensity of therapy (e.g., ventilation mode, number of lines, medications).
- Main Use: Nursing manpower planning and resource allocation.
- Flaw: "Circular logic" β sicker babies get more treatment, but aggressive treatment can inflate the score independent of actual mortality risk (Treatment Bias).
6. Transport Scores
- TRIPS (Transport Risk Index of Physiologic Stability):
- Assesses stability at the referring hospital and on admission to NICU.
- Components: Temperature, BP, Respiratory status, Response to noxious stimuli.
- Use: Audit of transport team quality.
7. Comparison: CRIB-II vs. SNAP-PE-II
| Feature | CRIB-II | SNAP-PE-II |
|---|---|---|
| Target Population | Preterm (<31 weeks ) / VLBW only (<1500 grams) | All Neonates |
| Complexity | Simple (5 items) | Moderate (6 physiologic + 3 perinatal) |
| Data Window | Admission (0-1 hr) | First 12 hours |
| invasiveness | Requires ABG (Base Excess) | Requires ABG, BP, Urine output |
| Performance | Excellent for VLBW | Excellent for Term & Preterm |
8. Application in LMIC (Low-Middle Income Countries)
- Challenges:
- Lack of routine ABG/BP monitoring in peripheral centers makes SNAP/CRIB difficult.
- Differences in mortality drivers (Sepsis/Asphyxia vs. Prematurity alone).
- Solutions:
- NMOS (Neonatal Mortality Outcome Score): Uses simplified parameters (Age, WT, RR, Cyanosis, Capillary refill).
- Simplified SNAP-II: Using SpO2 instead of PaO2/FiO2 ratio.
9. Conclusion
No single score is perfect. CRIB-II is preferred for VLBW benchmarking due to simplicity, while SNAP-PE-II provides a comprehensive physiologic assessment for the entire NICU population. For true quality improvement, units must participate in collaborative networks (e.g., Vermont Oxford Network) using standardized, risk-adjusted mortality scores.